Compliance Assurance Officer - Enterprise Banking

  • Competitive
  • Singapore
  • Permanent, Full time
  • OCBC Bank
  • 16 Aug 17

Compliance Assurance Officer - Enterprise Banking

Key responsibilities:
· Investigate and assess AML Screening alerts/reports
· Ensure efficient identification and monitoring of AML activities such as triggering event review, timeliness of STRs filing
· Perform periodic review of high and medium risk customers to ensure completeness of KYC records and are current and up to date.
· Provide AML advisory support for RMs in performing AML risk assessment and assist in liaising with Division Office and RCU on AML issues
· Communicate AML and related compliance updates and conduct internal anti-money laundering training sessions as necessary
· Review/update AML policies and guidelines within EB
· Maintain and prepare AML reports


Requirements :

· Degree holder or above with at least 3 to 5 years of relevant experience, preference bank account opening, client on-boarding and client data management experiences
· Knowledge of local regulatory guidelines, KYC/AML guidelines and good awareness of bank controls and operations risk
· Knowledge the use of World check / Factiva
· Proficiency in MS office applications
· Excellent analytical, written interpersonal, communication and written skills
· Detail oriented with the ability to multi-task