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General Compliance - Asset Management 3-6 years

Larson Maddox Hong Kong
Posted 11 days ago Flexible Job Permanent Negotiable

General Compliance - Asset Management 3-6 years

Larson Maddox Hong Kong





Compliance Manager | Asset Management

A leading investment management platform is seeking a Compliance Manager to join its Hong Kong compliance team. This is a broad, hands-on compliance role offering exposure across regulatory compliance, KYC, fund-related matters, and business advisory support.



Responsibilities

  • Review and approve marketing and promotional materials
  • Assist in the development, implementation, and maintenance of KYC policies and procedures
  • Review client due diligence and KYC documentation
  • Provide guidance on KYC and regulatory-related enquiries
  • Support responses to regulatory requests and enquiries
  • Advise internal stakeholders on compliance and regulatory matters
  • Assist with compliance monitoring and other ad hoc compliance projects


Requirements

  • Bachelor's degree from a reputable university
  • 3-6 years of compliance experience gained within the asset management industry
  • Strong knowledge of Hong Kong regulatory requirements, including fund management and financial promotion regulations
  • Understanding of investment management operations and regulatory expectations
  • Experience with regulated fund products and offshore fund structures
  • Fluent in English and Chinese, including Mandarin
  • Strong communication skills and attention to detail
















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Job ID  PR/608619
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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