Your new company
A leading international group headquartered in Asia, operating one of the region's key equities and derivatives markets. The organisation plays a central role in connecting capital between mainland China and global investors, offering a broad range of products across cash equities, fixed income, currencies, commodities, and derivatives.
The business is regarded as a critical piece of financial market infrastructure in Asia, with strong regulatory backing and a strategic position bridging East and West capital flows.

Your new role

• Investigate potential misconduct and breaches relating to the Listing Rules
• Conduct disciplinary action, including presentation before the Listing Committee
• Assist the Head of Enforcement in all enforcement matters, including in furthering the objectives of the Department
• Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department

What you'll need to succeed

• Qualified lawyer with at least 6 years' professional experience
• Experience in regulatory litigation or other contentious fields, particularly regarding financial services, will be highly regarded
• Knowledge of Main Board Listing Rules and GEM Listing Rules is preferred, including underlying principles and published interpretations
• Knowledge of investigative techniques and procedures
• Strong interpersonal and presentation skills
• Strong analytical, writing and advocacy skills
• Fluency in written and spoken English
• Good command of written and spoken Chinese (proficiency in Putonghua is preferred)

What you need to do now
If you're interested in this role, click 'apply now' or for further information and a confidential discussion on this role or to find out about more opportunities in the in-house legal space, please contact Adrian Lam at Hays on +852 2230 7432 or email adrian.lam@hays.com.hk.