Responsible Officer (Type 4 & 9)
Welkin Links Capital Hong KongResponsible Officer (Type 4 & 9)
Welkin Links Capital Hong Kong
Welkin Links Asset Management Limited 泓瑞資產管理有限公司
Key Responsibilities
- Manage collective investment schemes, discretionary accounts, and segregated mandates.
- Develop and implement investment strategies aligned with fund objectives and client mandates.
- Adhere to the SFC Code of Conduct and Fund Manager Code of Conduct.
- Exercise strategic accountability for the licensed corporation’s operations.
- Assist Senior Management to oversee Managers‑In‑Charge (MICs) across Compliance, Risk, Operations, Finance, and Portfolio Management.
- Ensure compliance, risk, and fund management issues are escalated to senior management and documented.
- Promote a culture of compliance, ethical standards, and investor protection across advisory and discretionary services.
Key Requirements
- Bachelor’s degree in Finance, Economics, Accounting, or related discipline.
- Holder of relevant SFC licenses (Type 4 and Type 9).
- Minimum 1 year experience in fund management, discretionary portfolio services, or investment advisory.
- Strong knowledge of Hong Kong regulatory framework and SFC Code of Conduct.
- Excellent analytical, communication, and problem‑solving skills.
- Proven ability to work under pressure and manage multiple priorities.
- High level of integrity, professionalism, and commitment to investor protection.
- Native Mandarin + fluent English & Cantonese.
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