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Morgan McKinley - Tokyo

Central Compliance - AVP

Morgan McKinley Tokyo, Japan
Posted 15 days ago Permanent ¥8M to ¥11M
A new opportunity to join the central compliance team at a global financial institution, supporting investment banking, corporate banking and Asset Management.

Roles/Responsibilities
  • Monitor and ensure compliance with Japanese financial regulations and global standards across commercial banking, investment banking, and asset management.
  • Liaise with regulatory bodies such as the Financial Services Agency (FSA) and the Japan Securities Dealers Association (JSDA) to ensure ongoing compliance.
  • Develop, review, and update compliance policies and procedures to align with regulatory changes and organizational goals.
  • Oversee the implementation of compliance policies across all business divisions, ensuring consistent application and understanding.
  • Conduct compliance risk assessments to identify and mitigate potential risks within the business operations.
  • Prepare and present regular compliance reports to senior management and the board of directors.
Required skills
  • This role is ideal for a junior candidate who has experience working in a commercial or investment bank, but wants to develop a long-term career within compliance.
  • Native Japanese with business level English.
  • Compliance/risk management mindset.
About our client

A large global financial institution with a medium-sized operation in Japan, offering commercial, investment and asset management solutions for institutional clients focused on in-bound or out-bound businesses.

Job ID  JN -062024-1962819
ABOUT COMPANY
Tokyo, Japan
HR & Recruitment
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