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Compliance, Financial Crime Compliance, Analyst, Tokyo

Goldman Sachs
Japan, Tokyo
Posted about 21 hours ago Permanent Competitive
Compliance, Financial Crime Compliance, Analyst, Tokyo
The Goldman Sachs Group is a bank holding company and a leading global investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high net worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world.
Within the firm's Compliance division, the Financial Crime Compliance Group is responsible for coordinating Goldman Sachs' enterprise-wide Anti-Money Laundering (AML), Sanctions, and Anti-Bribery and Corruption (ABC) compliance effort and provides the related services to Goldman Sachs subsidiaries worldwide. These services include: developing and implementing policies and procedures; performing customer due diligence and enhanced due diligence; screening against OFAC and other government sanctions lists; conducting automated and manual transaction monitoring, investigating potential violations of law, regulation or firm policy by employees and/or clients; reporting suspicious activity; coordinating training of relevant employees; and liaising with law enforcement and regulatory authorities.
The successful candidate will be responsible for ensuring adherence to the firm's AML/Sanctions/ABC Compliance Program guidelines and will coordinate and monitor day to day compliance with applicable laundering laws, rules, and regulations to mitigate reputational and regulatory risk to the firm.
Principal Responsibilities
  • Performing daily FCC operation including data processing/handling and creating regulatory reports.
  • Performing the initial assessment and investigation for transaction monitoring and escalated matters.
  • Preparing for Suspicious Transaction Reports and other regulatory reports.
  • Responding to basic AML and Sanctions-related daily inquiries/requests from business.
  • Providing training to employees on FCC-related topics.
Experience/Skills
  • Experience in Banking/Securities Operations, Customer Due Diligence function, Financial Crime Compliance, or other AML/Sanctions-related functions.
  • Basic understanding of AML and Sanctions regulations in Japan and products for Securities and Bank business.
  • Strong analytical and investigative skills with the attention to the details
  • Excellent written and verbal communication skills
  • Ability to manage multi-tasks with priority, work independently, and make timely escalation
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2021. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
Job ID  300001567090651
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