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Morgan McKinley - Tokyo

Head of Trade Surveillance

Morgan McKinley Tokyo, Japan
Posted 14 days ago Permanent ¥17M to ¥20M
Roles/Responsibilities
  • You will be responsible for conducting surveillance of all executions across the business in Japan.
  • Collaborate closely with Compliance, Market Risk and Credit Risk teams to ensure integrated risk management.
  • Ensure compliance with Japanese exchange rules and regulatory guidance.
  • Report locally to the CEO and functionally to the APAC Head of Market Surveillance and Pre-Trade Risk.
  • Manage market surveillance assessments in response to local regulatory inquiries and inspections.
  • Identify and escalate possible market manipulation cases and follow through.
  • Assess and improve surveillance parameters and tooling in collaboration with clients, APAC Market Surveillance team, and Compliance.
  • Prepare monthly management reports for risk & compliance committees in English.
  • Interact comfortably with all levels of management, staff, and clients.
Required skills
  • Have more than 5 years of experience in the Securities industry. with a focus on exchange-trade products (listed).
  • Good experience of trade surveillance and compliance.
  • Good communication skills in English and Japanese.
About our client

A global financial institution with a small but growing business in Japan.

Job ID  JN -022024-1956803
ABOUT COMPANY
Tokyo, Japan
HR & Recruitment
As a global professional services recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industrie...
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