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ISG Central Risk Team Analyst, Associate/Vice President, ISG

Morgan Stanley Tokyo, Japan
Posted 22 days ago Permanent Competitive
ISG Central Risk Team Analyst
Location: Tokyo
Title: Associate/Vice President

Position Description

The Institutional Securities Group (ISG) Central Risk Team (CRT) provides oversight of regulatory and firm requirements for supervision, Surveillance by performing in-depth assessments and implementing consistent programmatic coverage globally for Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets (GCM) and Research divisions. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the firm, as well as adherence to internal standards, controls and policies. CRT members are part of the wider Non-Financial Risk organization within the firm's structure.

The CRT team fulfills a front office Supervision role as the first line of defense. The scope includes escalation, oversight, project execution, control ownership and own many division-wide audit and regulatory issues. CRT employees act as a delegate for supervisors and other business owners. CRT is looking for an analyst to support the day-to-day tasks as applicable.

Key Roles and Responsibilities
• Servicing the ISG divisions to apply the risk control framework across multiple stripes such as Conduct & Compliance, information security & cyber and Operational risk.
• Reviewing surveillance reports/system and following escalation procedures. This is inclusive of communication reviews.
• Providing local support and oversight of outsourced processes and ensuring data accuracy for population management.
• Ability to build strong relationships with Business, Compliance and Technology stakeholders across the region to drive continuous improvement on Risk governance.
• Promote risk education and awareness and provide management summaries as appropriate.

Key skills and experience requirements:
• Bilingual in English and Japanese with the ability to create quality written procedures that are clear and comprehensive.
• Backgrounds with Business Unit, Risk Management, Compliance, Finance or IT 3+ years of experience in managing operations or risk in the divisions mentioned.
• Knowledge of any one or more of the mentioned ISG businesses and their products.
• Strong analytic and problem solving/process improvement skills; ability to learn quickly and solve poorly defined problems
• Outstanding interpersonal skills with the ability to work effectively with all levels of the organization with excellent influencing and negotiation skills.
• Strong organizational skills and an ability to manage multiple demands and changing priorities.
• General awareness of system design and backend interaction.

Skills Desired
• Strong Excel skills is advantageous.
• General interest/awareness of regulations and the banking governing bodies.
Job ID  3253296
ABOUT COMPANY
Hong Kong
68000 Employees Investment Banking / M & A
Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 cou...
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