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Morgan McKinley - Tokyo

Regulatory Affairs Manager

Morgan McKinley Tokyo, Japan
Posted 19 days ago Permanent ¥8M to ¥11M
Join a leading firm as a Regulatory Conduct Manager, ensuring compliance and governance in a dynamic financial services environment.

Roles/Responsibilities
  • Oversee critical compliance policies and systems to manage regulatory compliance risks.
  • Provide advisory services to ensure clear understanding of compliance risk exposure.
  • Manage relationships with relevant regulators and external stakeholders.
  • Advise senior management on all material compliance-related matters.
  • Foster a compliance culture and optimize relations with risk and control owners.
  • Open to candidates from back office/settlements operations in Investment Banking Division.
  • Ensure compliance with all relevant external laws, regulations, and internal policies.
Required skills
  • Minimum of 2 years in the Investment Banking division.
  • Significant experience in regulatory compliance or senior compliance management within a global firm.
  • Excellent communication and interpersonal skills in English and Japanese.
Preferred skills
  • Experience in a regulated Securities entity.
  • Detailed knowledge of corporate structures, business practices, and corporate culture.
  • Ability to develop practical, cost-effective solutions to complex global issues.
Personal Attributes
  • High level of integrity and professionalism.
  • Strong problem-solving and analytical skills.
About our client

Be a part of an esteemed global financial institution renowned for its commitment to innovation, growth, and excellent client service.

Job ID  JN -072024-1964354
ABOUT COMPANY
Tokyo, Japan
HR & Recruitment
As a global professional services recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industrie...
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