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Morgan McKinley - Tokyo

Trade Compliance Professional

Morgan McKinley Tokyo, Japan
Posted 13 days ago Permanent ¥8M to ¥11M
Roles/Responsibilities
  • This position is ideal for junior to mid-level professionals seeking a career in trade surveillance.
  • Supervise daily surveillance of equities, derivatives, and fixed-income trading, ensuring strict adherence to regulatory and exchange requirements.
  • Collaborate with Compliance and front office stakeholders to investigate and resolve surveillance alerts, emphasizing effective communication.
  • Manage exception and surveillance reports, ensuring alignment with organization policies, procedures, and relevant regulations.
  • Foster constructive relationships with global teams, facilitating seamless coordination and collaboration.
  • Conduct ad hoc trading and detailed incident reviews to support Legal and Compliance colleagues, ensuring industry compliance.
  • Assist in verbal and written communications with regulators, adeptly handling inquiries on trading activities, and contribute to the success of surveillance-related projects.
Required skills
  • Bilingual proficiency in Japanese and English, with excellent communication skills.
  • In-depth knowledge of the Japanese financial industry, products, and regulatory frameworks.
  • Over 5 years of relevant experience in the financial sector, demonstrating attention to detail and confidentiality.
Preferred skills
  • Prior exposure to Japanese banking compliance.
  • Proficiency in using third-party trade surveillance tools and market data vendors.
  • Experience in the Japanese Fixed Income markets.
About our client

A top global investment bank with a strong presence in Japan.

Job ID  JN -012024-1954647
ABOUT COMPANY
Tokyo, Japan
HR & Recruitment
As a global professional services recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industrie...
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