Securities Compliance jobs (2,143)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

9 hours ago

Financial Crimes & Compliance, Securities (MUSA) - Vice President

MUFG Bank, Ltd.

New York, United StatesPermanent

$120k - $151k

11 days ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

HK$720,000 - HK$900,000 per yearPromoted

14 days ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

4 days ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $130k

12 days ago

Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

24 days ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

$165k - $250k

1 month ago

Compliance Analyst - sizeable securities firm

Robert Walters Hong Kong

Hong KongPermanent

In-OfficeNegotiable

8 days ago

Brokerage Accounting Manager (Japan Securities Entity)

Alpaca

Tokyo, JapanPermanent

Competitive

1 day ago

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

Alpaca

Tokyo, JapanPermanent

Competitive

3 days ago

Digital Content Editor (Contractor, English-language)

S&P Global

Tokyo, JapanPermanent

Competitive

2 days ago

Commercial Renewal Specialist

Moody's

Tokyo, JapanPermanent

Competitive

4 days ago

Senior Analyst, Financial Institutions, Ratings

S&P Global

Tokyo, JapanPermanent

Competitive

4 days ago

Digital Content Editor

S&P Global

Tokyo, JapanPermanent

Competitive

4 days ago

Intermediary Clients Services Associate, Officer

State Street Corporation

Tokyo, JapanPermanent

Competitive

2 days ago