Who We Are:

Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our recent Series D funding round brought our total investment to over $320 million, fueling our ambitious vision.

Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 9 million brokerage accounts.

Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet . We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.

Alpaca is proudly backed by top-tier global investors, including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Unbound, SBI Group, Derayah Financial, Elefund, and Y Combinator.

Our Team Members:

We're a dynamic team of 380+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values-Stay Curious, Have Empathy, and Be Accountable-and are ready to make a significant impact, we encourage you to apply.

Your Role:

Handling customer securities account opening, including anti-social force screening and due diligence.
Ongoing customer account management.
Managing and executing securities operations, including settlement, funding, withdrawals, and balance reconciliation.

Provide feedback and support to the product development team based on domain knowledge of U.S. and Japanese equity back-office processes.
Provide input on processes related to settlement, foreign exchange, and custody.
Validate specifications and accuracy of statutory reporting documents.
Review and verify customer tax-related requirements.
Provide input regarding requirements for off-ledger bookkeeping and client ledger structure.

Who You Are (Must-Haves):

3+ years of back-office experience in U.S. securities at a securities firm, especially in areas such as settlement, FX, and custody
Some understanding of Japanese securities management and the differences between Japanese and U.S. markets
Knowledge of off-ledger bookkeeping practices
Working understanding of client ledger structure and securities accounting
Knowledge of customer tax requirements (e.g. withholding and reporting)
Practical experience in regulatory reporting related to off-site monitoring

Who You Might Be ( Nice-to-Haves):

Comfortable reading, writing, and speaking in English
Certified as JSDA Internal Control Manager
Experience participating in back-office system development or enhancement (e.g. requirements definition, testing)
Familiarity with Japan-specific account types such as NISA
Understanding of the Financial Instruments and Exchange Act and related regulations

Work Conditions:

Full-time employee
Primarily remote, but in-office attendance is required for system access 2-3 times a week.

職種名: 証券オペレ-ションスペシャリスト

職務概要:

AlpacaJapanは,米国発のフィンテック企業の日本子会社で,関東財務局長(金商)第3024号登録の第一種金融商品取引業者です.日本で米国証券取引を投資家に提供する金融機関向けに,グル-プ企業である米国証券会社への注文取次ぎや,金融商品仲介業者向けに証券口座開設• 管理などのサ-ビスを提供しています.今回,拡大する日本でのビジネスを支えるため,証券業のバックオフィス業務全般を担うオペレ-ション担当を募集します.

さらにAlpacaでは,現在自社開発の証券台帳システムを,日本市場向けにロ-カライズするプロジェクトを進めています.本ポジションでは,オペレ-ション業務の知識を活かし,同システム開発のプロジェクトをサポ-トしていただきます.

米国証券のバックオフィス業務経験があり,変化の多いスタ-トアップ環境において,幅広い業務を主体的に行っていただける方を歓迎します.日々のオペレ-ションに加え,開発チ-ムとの協働を通じたシステム改善や新機能導入にも関わっていただくため,常に知識とスキルの幅を広げながら業務に取り組んでいただく姿勢も重要です.また,グロ-バルな組織体制のため,英語でのコミュニケ-ションが可能な方は特に歓迎いたします.

主な業務内容:

<オペレ-ション業務>

個人顧客の証券口座開設手続き(反社照会• 審査等)
既存顧客の顧客管理
証券決済,入出金,残高リコンサイルなど,証券オペレ-ションプロセスの管理• 実行

<システム開発サポ-ト>

米国株式および日本株式のバックオフィス業務に関する知見を活かし,開発部門へのフィ-ドバックを行い,開発や仕様の調整をサポ-トする
株式の決済,為替業務,カストディ関連の手続きにかかるインプットを行う
法定帳票の仕様および正確性の検証
顧客の税務要件(納税関連)の確認および検証
システム外での記帳管理,クライアントレジャ-(元帳)構造にかかるインプット

応募資格:

<必須>

3年以上の証券会社における米国証券のバックオフィス業務経験.特に決済,為替,カストディ周りの知識• 経験.
日本の証券管理にも一定の知識があり,日米市場の差異を理解している方
システム外での記帳管理に関する知識
クライアントレジャ-(元帳)構造および証券会計にかかる一定の理解
顧客の税務要件(納税関連)にかかる知識
オフサイトモニタリング関連の当局への報告実務経験

<あると望ましい>

英語での読み書き• 会話に抵抗がない方
内部管理責任者資格
バックオフィスシステムの開発• 改良への参画経験(要件定義,テスト等)
NISAなど日本固有の口座管理にかかる知識
金融商品取引法と関連法の理解

言語:

日本語および英語の両方で業務遂行が可能なことが望ましい

勤務条件:

正社員
基本的にリモ-ト勤務だが,週に数回程度システム利用のための出社が必要

How We Take Care of You:

Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: One-time USD $500
Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

Recruitment Privacy Policy

Remote job Associate Wealth Manager job in Australia (1)

Sign up to Job Alerts!

Australian Private Client Director

Boost your career